Maxwell D. Heller
Professional summary
Maxwell David Heller is a registered financial professional currently at PJT PARTNERS LP located in New York, New York.
Maxwell is registered as a RR (Registered Representative) and started their career in finance in 2013. Maxwell has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Maxwell David Heller's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2023 - Present
PJT PARTNERS LP
Office #1: 280 Park Avenue, New York, NY 10017August 31, 2020 - August 18, 2021
PJT PARTNERS LP
December 20, 2013 - August 31, 2020
PARK HILL GROUP LLC
August 27, 2013 - December 31, 2013
PARK HILL REAL ESTATE GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/16/2025)
(1/15/2025)
(1/31/2024)
(1/14/2025)
(1/14/2025)
(2/1/2024)
(1/30/2024)
(7/25/2023)
(1/14/2025)
(1/15/2025)
Exams
FINRA
Current Firm
PJT PARTNERS LP
CRD#: 171058 / SEC#: , 8-69442
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PJT PARTNERS HOLDING LP | LIMITED PARTNER | |
| FLANAGAN, TARA ELIZABETH | CHIEF COMPLIANCE OFFICER | 2540823 |
| KALRA, ARUN JAMES | FINOP | 6570441 |
| LEE, JIYEUN | MANAGING PARTNER/DIRECTOR | 1859635 |
| MEATES, HELEN THERESE | CHIEF FINANCIAL OFFICER/DIRECTOR | 2271715 |
| PJT MANAGEMENT LLC | GENERAL PARTNER | |
| TAUBMAN, PAUL JEFFREY | CEO/DIRECTOR | 1567776 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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