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BP

Brent T. Peters

QUANTS CAPITAL MANAGEMENT,
EL SEGUNDO, CA 90245
Some features on this profile are disabled
CRD#: 5705780
BP

Professional summary

Brent Thomas Peters, who also goes by Brent Peters, is a registered financial advisor currently at QUANTS CAPITAL MANAGEMENT, INC located in El Segundo, California.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Brent has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brent Peters

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Thomas Peters's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 12, 2024 - Present

QUANTS CAPITAL MANAGEMENT, INC

Office #1: 400 Continental Blvd Ste 600, El Segundo, CA 90245
RIA
CRD#: 153124
EL SEGUNDO, CA
Past

January 29, 2019 - October 14, 2022

TD AMERITRADE, INC.

RIA
CRD#: 7870
GREENSBORO, NC
Past

January 29, 2019 - November 16, 2022

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
GREENSBORO, NC
Past

January 29, 2019 - November 16, 2022

TD AMERITRADE, INC.

BD
CRD#: 7870
GREENSBORO, NC
Past

July 13, 2016 - November 7, 2018

LPL FINANCIAL LLC

RIA
CRD#: 6413
CLEMMONS, NC
Past

July 13, 2016 - November 7, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
CLEMMONS, NC
Past

January 17, 2013 - July 18, 2016

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
KERNERSVILLE, NC
Past

January 14, 2013 - July 18, 2016

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
KERNERSVILLE, NC
Past

October 12, 2009 - January 17, 2013

EDWARD JONES

RIA
CRD#: 250
KERNERSVILLE, NC
Past

September 25, 2009 - January 17, 2013

EDWARD JONES

BD
CRD#: 250
KERNERSVILLE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/12/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/8/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/24/2009
General Securities Representative Examination

Current Firm

QC
QUANTS CAPITAL MANAGEMENT, INC
QUANTS CAPITAL MANAGEMENT INC | QUANTS PARTNERS, INC. | QUANTS CAPITAL, LLC | QUANTS CAPITAL MANAGEMENT, INC

CRD#: 153124 / SEC#:

California
Registered Investment Advisory firm - (1/30/2019 Approved)
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Contact information

Main Address
400 Continental Blvd Ste 600, El Segundo, CA 90245
Mailing Address
Phone number
(424) 203-2501
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts39
AUM (Assets Under Management)$ 13,989,082

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUANTS CAPITAL MANAGEMENT, INC

CRD#: 153124El Segundo, CA 90245

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