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Albert Stanley Neubert

MCDONNAUGH SECURITIES
BALDWIN, NY
·CRD# 5705404·17 years experience

Professional Summary

Albert Stanley Neubert, who also goes by Albert S Neubert, Albert Stanley Jr Neubert, is a registered financial advisor currently at MCDONNAUGH SECURITIES LLC located in Baldwin, New York. Albert is registered as a RR (Registered Representative) and started their career in finance in 2009. Albert has worked at 4 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Albert S Neubert, Albert Stanley Jr Neubert

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

MCDONNAUGH SECURITIES LLC·CRD# 290233
BD
2425 Grand Ave., Baldwin, NY 11510
August 28, 2025 - Present
USQ SECURITIES LLC·CRD# 299008
BD
New York, NY
June 11, 2020 - February 1, 2023
CANTOR FITZGERALD & CO.·CRD# 134
BD
New York, NY
February 9, 2015 - July 9, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Kingston, NY
November 9, 2009 - April 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Kingston, NY
October 19, 2009 - April 3, 2012

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Current Firm

MS
MCDONNAUGH SECURITIES LLC

DELPHIN MCDONNAUGH SECURITIES LLC | MCDONNAUGH SECURITIES LLC

CRD#: 290233 / SEC#: 8-70018
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

2425 Grand Ave., Baldwin, NY 11510

Mailing Address

Po Box 203, Baldwin, NY 11510

Phone Number

(516) 442-1071

Established

Delaware since 07/02/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MCDONNAUGH, ANDRE IANCEO/CCO1446177
BACH, KRISTINAFINOP4281682

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(8/28/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2025About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Nov 2009About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2009About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Albert Stanley Neubert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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