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AN

Albert S. Neubert

MCDONNAUGH SECURITIES LLC
Baldwin, NY 11510
Some features on this profile are disabled
CRD#: 5705404
AN

Professional summary

Albert Stanley Jr Neubert, who also goes by Albert S Neubert, is a registered financial professional currently at MCDONNAUGH SECURITIES LLC located in Baldwin, New York.

Albert is registered as a RR (Registered Representative) and started their career in finance in 2009. Albert has worked at 4 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Albert S Neubert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Albert Stanley Jr Neubert's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 28, 2025 - Present

MCDONNAUGH SECURITIES LLC

Office #1: 2425 Grand Ave., Baldwin, NY 11510
BD
CRD#: 290233
Baldwin, NY
Past

June 11, 2020 - February 1, 2023

USQ SECURITIES LLC

BD
CRD#: 299008
New York, NY
Past

February 9, 2015 - July 9, 2018

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

November 9, 2009 - April 3, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
KINGSTON, NY
Past

October 19, 2009 - April 3, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
KINGSTON, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/28/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/12/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 11/6/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/9/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/16/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MCDONNAUGH SECURITIES LLC
DELPHIN MCDONNAUGH SECURITIES LLC | MCDONNAUGH SECURITIES LLC

CRD#: 290233 / SEC#: , 8-70018

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
2425 Grand Ave., Baldwin, NY 11510
Mailing Address
Po Box 203, Baldwin, NY 11510
Phone number
(516) 442-1071
Established
Delaware since 07/02/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MCDONNAUGH, ANDRE IANCEO/CCO1446177
BACH, KRISTINAFINOP4281682

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MCDONNAUGH SECURITIES LLC

CRD#: 290233Baldwin, NY 11510

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