JB
John J. Brais
HORIZON FINANCIAL SERVICES
Winston Salem, NC 27103
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CRD#: 5704627
JB
Professional summary
John Joseph Brais is a registered financial advisor currently at HORIZON FINANCIAL SERVICES, LLC located in Winston Salem, North Carolina.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. John has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NEW HORIZON FINANCIAL SERVICES, INC. INVESTMENT RELATED. ADDRESS; 3880 VEST MILL RD, SUITE 100, WINSTON SALEM, NC 27103. NATURE OF BUSINESS: INSURANCE PRODUCTS AND SALES TITLE; PRESIDENT/OWNER AND CEO START DATE: 07/31/2004 20 HOURS A WEEK, 10 HOURS DURING TRADING HOURS. INSURANCE SALES AND SERVICES. Brais Properties, LLC; Non-Investment Related; Winstom-Salem, NC; Managing Member; Purchase/hold commercial real estate property; Approximately 10 hours or less per month with none during trading hours; Started 06/2018 Grais Properties, LLC; Non-Investment Related; Winstom-Salem, NC; Property Owner; Rental Property; Approximately 10 hours or less per month with none during trading hours; Started 02/2021 Cake Partnership, LLC; investment related; Cornelius, NC; Insurance IMO; Less than 5 hours during trading and non-trading hours; started 09/2023.
CRS (Client Relationship Summary) - RIA
Click below to view John Joseph Brais's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2011 - Present
HORIZON FINANCIAL SERVICES, LLC
Office #1: 3880 Vest Mill Rd. Suite 100, Winston Salem, NC 27103RIA
CRD#: 158798
Winston Salem, NC
Past
October 11, 2010 - September 8, 2011
REGAL INVESTMENT ADVISORS LLC
RIA
CRD#: 125004
KENTWOOD, MI
Past
August 14, 2009 - September 29, 2010
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
RIA
CRD#: 131631
WINSTON-SALEM, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HORIZON FINANCIAL SERVICES, LLC
HORIZON FINANCIAL SERVICES, LLC
CRD#: 158798 / SEC#: 801-113778
RIA
Registered Investment Advisory firm - (8/6/2018 Approved)North Carolina
Registered Investment Advisory firm - (10/16/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(9/15/2011)
IAR
Texas(10/30/2024)
Current Firm
HF
HORIZON FINANCIAL SERVICES, LLC
HORIZON FINANCIAL SERVICES, LLC
CRD#: 158798 / SEC#: 801-113778
RIA
Registered Investment Advisory firm - (8/6/2018 Approved)North Carolina
Registered Investment Advisory firm - (10/16/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3880 Vest Mill Rd. Suite 100, Winston Salem, NC 27103
Mailing Address
Phone number
(336) 659-7060
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,136 |
| AUM (Assets Under Management) | $ 212,623,929 |
Red Flags
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Company Information
HORIZON FINANCIAL SERVICES, LLC
CRD#: 158798Winston Salem, NC 27103TRUST BUT VERIFY
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