AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JF

Joshua J. Frazier

FRAZIER FINANCIAL ADVISORS
COLUMBUS, OH 43221
CRD#: 5704259
Some features on this profile are disabled
JF
Joshua James FrazierFRAZIER FINANCIAL ADVISORS

Professional summary

Joshua James Frazier is a registered financial advisor currently at FRAZIER FINANCIAL ADVISORS, LLC located in Columbus, Ohio and PRIVATE CLIENT SERVICES, LLC located in Columbus, Ohio.

Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Joshua has worked at 3 firms and has passed the SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua James Frazier's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 24, 2011 - Present

FRAZIER FINANCIAL ADVISORS, LLC

Office #1: 1690 West Lane Avenue Suite 280, Columbus, OH 43221
RIA
CRD#: 106649
COLUMBUS, OH
Current

October 24, 2022 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 1690 W Lane Ave, Ste 280, Columbus, OH 43221
RIA
BD
CRD#: 120222
Columbus, OH
Past

September 7, 2009 - October 24, 2022

TRIAD ADVISORS LLC

BD
CRD#: 25803
Columbus, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FRAZIER FINANCIAL ADVISORS, LLC
FRAZIER FINANCIAL ADVISORS | JAMES ARTHUR FRAZIER | FRAZIER JAMES ARTHUR | FRAZIER FINANCIAL ADVISORS, LLC

CRD#: 106649 / SEC#: 801-50432

RIA
Registered Investment Advisory firm - (10/23/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Ohio
(6/24/2011)
RR
Ohio
(10/26/2022)
IAR
Texas
(8/11/2025)

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 9/4/2009
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FRAZIER FINANCIAL ADVISORS, LLC
FRAZIER FINANCIAL ADVISORS | JAMES ARTHUR FRAZIER | FRAZIER JAMES ARTHUR | FRAZIER FINANCIAL ADVISORS, LLC

CRD#: 106649 / SEC#: 801-50432

RIA
Registered Investment Advisory firm - (10/23/1995 Approved)
Loading...

Contact information

Main Address
1690 West Lane Avenue Suite 280, Columbus, OH 43221
Mailing Address
Phone number
(614) 793-8297
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FRAZIER PART 2A OF FORM ADV (3/13/2025)

Regulatory assets under management

Total Number of Accounts3,751
AUM (Assets Under Management)$ 929,855,340

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/29/2025
Cover Page
Report
09/16/2025
Cover Page
Report
04/07/2025
Cover Page
Report
01/25/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FRAZIER FINANCIAL ADVISORS, LLC

CRD#: 106649Columbus, OH 43221

TRUST BUT VERIFY

Monitor Joshua Frazier

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Andrew James Lehman
Andrew LehmanAdvisorCheck Check Mark
INSPIRE ADVISORS, LLC
IAR
Dublin, OH
Brandon Hendricks
Brandon HendricksAdvisorCheck Check Mark
HORTER INVESTMENT MANAGEMENT, LLC
IAR
Columbus, OH
JB
James BowmanAdvisorCheck Check Mark
JANNEY MONTGOMERY SCOTT LLC
IAR
RR
Columbus (grandview), OH
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.