Patrick B. Cosgrove
Professional summary
Patrick Brady Cosgrove, who also goes by Patrick Cosgrove, is a registered financial professional currently at MARKETAXESS CORPORATION located in New York, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2011. Patrick has worked at 4 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Brady Cosgrove's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 4, 2019 - Present
MARKETAXESS CORPORATION
Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001November 13, 2020 - February 22, 2022
LIQUIDITYEDGE, LLC
May 14, 2013 - December 4, 2019
NATWEST MARKETS SECURITIES INC.
January 17, 2011 - April 26, 2013
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MARKETAXESS CORPORATION
CRD#: 44542 / SEC#: , 8-50727
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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