Jeff Janowski
Professional summary
Jeff Janowski, who also goes by Jeffery Patrick Janowski, Jeffrey Patrick Janowski, is a registered financial professional currently at AQUAS FINANCIAL, LLC located in Plano, Texas.
Jeff is registered as a RR (Registered Representative) and started their career in finance in 2010. Jeff has worked at 4 firms and has passed the Series 66, Series 63, Series 57TO, Series 22TO, Series 82TO, Series 6TO, Series 99TO, Series 52TO, SIE, Series 7, Series 39, Series 26, Series 14, Series 10, Series 9, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeff Janowski's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2022 - Present
AQUAS FINANCIAL, LLC
Office #1: 5905 Legacy Drive A500, Plano, TX 75024-4118September 25, 2015 - July 1, 2020
REDI GLOBAL TECHNOLOGIES LLC
June 21, 2011 - August 24, 2015
TD AMERITRADE, INC.
June 21, 2011 - August 24, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 15, 2010 - August 24, 2015
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2022)
Exams
Series 57TO
Date: 2/20/2025
Securities Trader ExamSeries 22TO
Date: 11/20/2024
Direct Participation Programs Representative ExaminationSeries 82TO
Date: 11/20/2024
Limited Representative-Private Securities OfferingsSeries 6TO
Date: 11/20/2024
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 6/28/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
AQUAS FINANCIAL, LLC
CRD#: 311274 / SEC#: , 8-70610
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAIN STREET TRUST | SHAREHOLDER | |
| WAYNE WURTSBAUGH 2018 FAMILY DYNASTY TRUST | SHAREHOLDER | |
| ALSEDEK, STEVEN MICHAEL | CHIEF COMPLIANCE OFFICER (CCO), CHIEF RISK OFFICER (CRO), ANTI-MONEY LAUNDERING OFFICER (AMLO) | 2520569 |
| ALSEDEK, STEVEN MICHAEL | COO, POO | 2520569 |
| ALSEDEK, STEVEN MICHAEL | CHIEF FINANCIAL OFFICER (CFO), FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO) | 2520569 |
| JANOWSKI, JEFF | HEAD OF ELECTRONIC TRADING / MARGIN PRINCIPAL / REGISTERED OPTIONS PRINCIPAL / MUNICIPAL SECURITIES PRINCIPAL | 5703929 |
| WURTSBAUGH, WAYNE ALAN | CHIEF TECHNOLOGY OFFICER | 2629833 |
| WURTSBAUGH, WAYNE ALAN | TRUSTEE / CHIEF EXECUTIVE OFFICER | 2629833 |
Red Flags
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Company Information
AQUAS FINANCIAL, LLC
CRD#: 311274Plano, TX 75024-4118TRUST BUT VERIFY
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