Steven Michael Alsedek
Professional Summary
Steven Michael Alsedek, who also goes by Steve Alsedek, is a registered financial advisor currently at AQUAS FINANCIAL, LLC located in Plano, Texas. Steven is registered as a RR (Registered Representative) and started their career in finance in 1994. Steven has worked at 5 firms and has passed the Series 63, Series 82TO, Series 6TO, Series 22TO, Series 57TO, Series 99TO, Series 7TO, SIE, Series 3, Series 55, Series 7, Series 39, Series 28, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steve Alsedek
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
AQUAS FINANCIAL, LLC | DLP SECURITIES,.LLC | DLP SECURITIES, LLC | DLP SECURITIES LLC
Contact Information
Main Address
5905 Legacy Drive A500, Plano, TX 75024-4118Mailing Address
5905 Legacy Drive A500, Plano, TX 75024-4118Phone Number
(972) 907-8700Established
Texas since 08/25/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAIN STREET TRUST | SHAREHOLDER | — |
| WAYNE WURTSBAUGH 2018 FAMILY DYNASTY TRUST | SHAREHOLDER | — |
| ALSEDEK, STEVEN MICHAEL | CHIEF FINANCIAL OFFICER (CFO), FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO) | 2520569 |
| ALSEDEK, STEVEN MICHAEL | CHIEF COMPLIANCE OFFICER (CCO), CHIEF RISK OFFICER (CRO), ANTI-MONEY LAUNDERING OFFICER (AMLO) | 2520569 |
| ALSEDEK, STEVEN MICHAEL | COO, POO | 2520569 |
| JANOWSKI, JEFF | HEAD OF ELECTRONIC TRADING / MARGIN PRINCIPAL / REGISTERED OPTIONS PRINCIPAL / MUNICIPAL SECURITIES PRINCIPAL | 5703929 |
| WURTSBAUGH, WAYNE ALAN | TRUSTEE / CHIEF EXECUTIVE OFFICER | 2629833 |
| WURTSBAUGH, WAYNE ALAN | CHIEF TECHNOLOGY OFFICER | 2629833 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/3/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Apr 2025About the Series 82TO examSeries 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 2025About the Series 6TO examSeries 22TO — Direct Participation Programs Representative Examination
Passed Apr 2025About the Series 22TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Aug 1999Series 39 — Direct Participation Programs Principal Examination
Passed Apr 2025About the Series 39 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Apr 2025About the Series 28 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Apr 2025About the Series 26 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2006About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2006About the Series 9 examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Michael Alsedek's CRS (Customer Relationship Summary).
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