Keaton Thomas Wright
Professional Summary
Keaton Thomas Wright is a registered financial advisor currently at FALCON SQUARE CAPITAL, LLC located in Raleigh, North Carolina. Keaton is registered as a RR (Registered Representative) and started their career in finance in 2010. Keaton has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
FALCON SQUARE CAPITAL, LLC | HCG
Contact Information
Main Address
3701 Lake Boone Trail Suite 100, Raleigh, NC 27607Mailing Address
3701 Lake Boone Trail Suite 100, Raleigh, NC 27607Phone Number
(919) 825-1534Established
North Carolina since 04/02/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (16 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/25/2013)
(2/16/2017)
(3/25/2013)
(4/5/2013)
(4/17/2013)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Keaton Thomas Wright's CRS (Customer Relationship Summary).
