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NP

Norman A. Poole Jr

MONEY POOLE...SOLUTIONS FOR LIFE
Greenville, SC
Some features on this profile are disabled
CRD#: 5702584
NP

Professional summary

Norman Allen Poole Jr is a registered financial advisor currently at MONEY POOLE...SOLUTIONS FOR LIFE, LLC located in Greenville, South Carolina.

Norman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Norman has worked at 2 firms and has passed the Series 66, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SELF-EMPLOYED INSURANCE AGENT (NOT INVESTMENT-RELATED), 8 DAMERON AVE., GREENVILLE, SC 29607, 05/12/2009, 0-8 HOURS/MONTH, NONE DURING TRADING HOURS, OFFERING LIFE/HEATH INSURANCE PRODUCTS. Patient Financial Strategies; 6000 Brownsboro Park Blvd; Healthcare Finance/Payment plans; Vice President of Training and Development; Start Date: January 2019; 0-4 hours per month; 0-2 hours during securities hours; Training and Business Development

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norman Allen Poole Jr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 10, 2011 - Present

MONEY POOLE...SOLUTIONS FOR LIFE, LLC

RIA
CRD#: 154987
Greenville, SC
Past

November 30, 2009 - September 28, 2010

MORGAN STANLEY

RIA
CRD#: 149777
GREENVILLE, SC
Past

October 30, 2009 - September 28, 2010

MORGAN STANLEY

BD
CRD#: 149777
GREENVILLE, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
South Carolina
(8/10/2011)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/19/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 12/14/2009
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 10/29/2009
General Securities Representative Examination

Current Firm

MP
MONEY POOLE...SOLUTIONS FOR LIFE, LLC
MONEY POOLE...SOLUTIONS FOR LIFE, LLC | POOLE JR., NORMAN ALLEN

CRD#: 154987 / SEC#:

South Carolina
Registered Investment Advisory firm - (8/10/2011 Approved)
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Contact information

Main Address
Greenville, SC
Mailing Address
Phone number
(864) 326-5464
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts87
AUM (Assets Under Management)$ 12,957,725

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MONEY POOLE...SOLUTIONS FOR LIFE, LLC

CRD#: 154987Greenville, SC

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