NM
Nicholas Magistro
GARDEN STATE INVESTMENT ADVISORY SERVICES
Red Bank, NJ 07701
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CRD#: 5701063
NM
Professional summary
Nicholas Magistro, CFP® is a registered financial advisor currently at GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC located in Red Bank, New Jersey and GARDEN STATE SECURITIES, INC. located in Red Bank, New Jersey.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Nicholas has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)LIFE/HEALTH INSURANCE AGENT EFFECTIVE 01/2015, NOT INVESTMENT RELATED. LESS THAN 5 HOURS PER WEEK. BUSINESS IS CONDUCTED OUTSIDE OF EMPLOYMENT ADDRESS; 2)BNE ENTERPRISES LLC, NOT INVESTMENT-RELATED, CFO, TOMS RIVER, NJ, NO TIME SPENT-START UP COMPANY TO PRODUCE/SELL COMPUTER ACCESSORIES.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Magistro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
July 25, 2012 - Present
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
Office #1: 328 Newman Springs Road, Red Bank, NJ 07701RIA
CRD#: 133088
Red Bank, NJ
Current
August 19, 2009 - Present
GARDEN STATE SECURITIES, INC.
Office #1: 328 Newman Springs Road, Red Bank, NJ 07701BD
CRD#: 10083
Red Bank, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
CLU WEALTH ADVISORS LLC | TOTAL WEALTH ENHANCEMENT GROUP LLC | LA BOIS PARTNERS | GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC | GARDEN STATE INVESTMENT ADVISORY SERVICES LLC | COLTS NECK FINANCIAL
CRD#: 133088 / SEC#: 801-79500
RIA
Registered Investment Advisory firm - (4/23/2014 Approved)Idaho
Registered Investment Advisory firm - (4/25/2014 Terminated)New Jersey
Registered Investment Advisory firm - (5/1/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/28/2010)
RR
Arkansas(2/7/2012)
RR
California(1/28/2010)
RR
Connecticut(1/5/2012)
RR
Florida(1/28/2010)
IAR
Georgia(4/29/2014)
RR
Illinois(1/5/2012)
RR
Maryland(1/28/2010)
RR
Massachusetts(1/28/2010)
IAR
Minnesota(4/29/2014)
RR
Nevada(1/5/2012)
RR
New Jersey(1/28/2010)
IAR
New Jersey(7/25/2012)
RR
New Mexico(2/7/2012)
RR
New York(1/28/2010)
RR
Pennsylvania(1/28/2010)
RR
South Carolina(1/28/2010)
RR
Tennessee(4/25/2023)
RR
Texas(1/28/2010)
RR
Virginia(1/28/2010)
IAR
Washington(4/29/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
CLU WEALTH ADVISORS LLC | TOTAL WEALTH ENHANCEMENT GROUP LLC | LA BOIS PARTNERS | GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC | GARDEN STATE INVESTMENT ADVISORY SERVICES LLC | COLTS NECK FINANCIAL
CRD#: 133088 / SEC#: 801-79500
RIA
Registered Investment Advisory firm - (4/23/2014 Approved)Idaho
Registered Investment Advisory firm - (4/25/2014 Terminated)New Jersey
Registered Investment Advisory firm - (5/1/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
328 Newman Springs Road, Red Bank, NJ 07701
Mailing Address
Phone number
(732) 280-6886
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,122 |
| AUM (Assets Under Management) | $ 561,548,738 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
