Kristy L. Maples

LODESTONE WEALTH MANAGEMENT LLC

Spokane, WA 99201

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CRD#: 5700163

Professional summary

Kristy Lynn Maples, who also goes by Kristy Lynn Paulus, is a registered financial advisor currently at LODESTONE WEALTH MANAGEMENT LLC located in Spokane, Washington and NORTHWEST INVESTMENT ADVISORS, INC. located in Spokane, Washington.

Kristy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Kristy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kristy Lynn Paulus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INVESTMENT RELATED: LODESTONE WEALTH MANAGEMENT LLC 9 SOUTH WASHINGTON STREET, SUITE 211 SPOKANE, WA 99201. INVESTMENT ADVISORY. POSITION: SALES ASSISTANT START DATE: 07/2021 HOURS PER MONTH: 140 DURING TRADING HOURS: 6 BOOKS AND RECORDS ALL OFFICE DUTIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristy Lynn Maples's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2011 - Present

LODESTONE WEALTH MANAGEMENT LLC

Office #1: 9 S Washington St Ste 211, Spokane, WA 99201

RIA

CRD#: 151115

Spokane, WA

Current

June 12, 2013 - Present

NORTHWEST INVESTMENT ADVISORS, INC.

Office #1: 9 South Washington Street, Suite 211, Spokane, WA 99201

RIA

CRD#: 109737

Spokane, WA

Past

March 7, 2011 - June 5, 2013

ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM

RIA

CRD#: 7726

LIBERTY LAKE, WA

Past

January 19, 2011 - June 5, 2013

ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM

CRD#: 7726

LIBERTY LAKE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LODESTONE WEALTH MANAGEMENT LLC

LODESTONE WEALTH MANAGEMENT LLC | MURPHY WEALTH MANAGEMENT | MURPHY INVESTMENTS LLC | MURPHY INVESTMENT MANAGEMENT LLC

CRD#: 151115 / SEC#: 801-120040

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

Idaho

Registered Investment Advisory firm - (2/9/2021 Terminated)

Washington

Registered Investment Advisory firm - (3/12/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Idaho
(5/19/2011)

Idaho
(6/12/2013)

IAR

Washington
(5/19/2011)

Washington
(6/12/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/4/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/18/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LODESTONE WEALTH MANAGEMENT LLC

LODESTONE WEALTH MANAGEMENT LLC | MURPHY WEALTH MANAGEMENT | MURPHY INVESTMENTS LLC | MURPHY INVESTMENT MANAGEMENT LLC

CRD#: 151115 / SEC#: 801-120040

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

Idaho

Registered Investment Advisory firm - (2/9/2021 Terminated)

Washington

Registered Investment Advisory firm - (3/12/2021 Terminated)

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Contact information

Main Address

9 S Washington St Ste 211, Spokane, WA 99201

Mailing Address

Phone number

(509) 413-2386

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MCDIRMID 2B 2025_APR30 (4/30/2025)

LODESTONE WEALTH MGMT_APR30 (4/30/2025)

Regulatory assets under management

Total Number of Accounts	681
AUM (Assets Under Management)	$ 306,205,522

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kristy L. Maples

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristy Lynn Maples's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWEST INVESTMENT ADVISORS, INC.

ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM

ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM

Primary Firm SEC Registration

LODESTONE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/4/2011

SIE

Date: 10/1/2018

Series 7

Date: 1/18/2011

FINRA

Current Firm

LODESTONE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LODESTONE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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