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Erica Beth Markiewicz

LASALLE ST SECURITIES, L.L.C.
PERU, IN
·CRD# 5697719·12 years experience

Professional Summary

Erica Beth Markiewicz, who also goes by Erica Markiewicz, is a registered financial advisor currently at LASALLE ST SECURITIES, L.L.C. located in Peru, Indiana. Erica is registered as a RR (Registered Representative) and started their career in finance in 2014. Erica has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Erica Markiewicz

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

LASALLE ST SECURITIES, L.L.C.·CRD# 7191
BD
16 N Miami St., Peru, IN 46970
September 8, 2014 - Present

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Current Firm

LS
LASALLE ST SECURITIES, L.L.C.

LA SALLE ST. SECURITIES, INC. | LASALLE ST SECURITIES, L.L.C.

CRD#: 7191 / SEC#: 8-18860
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Phone Number

(630) 600-0500

Established

Delaware since 04/23/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LASALLE ST. HOLDINGS LLC F/K/A MCDERMOTT HOLDINGS I, L.P.100% OWNER—
BEAVER, REGAN ALANCHIEF COMPLIANCE OFFICER4621953
DROZD, MICHAEL MITCHELLCHIEF INVESTMENT OFFICER6015178
SCHLESSER, DANIEL JOHNC.F.O./TRES./C.O.O1788458

Disclosures

Regulatory Event

15

Arbitration

4

Bond

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(1/27/2026)
RR
Illinois
(8/30/2023)
RR
Indiana
(12/12/2014)
RR
Missouri
(12/21/2023)
RR
Washington
(1/4/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2014About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2014About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Erica Beth Markiewicz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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