Erica Beth Markiewicz
Professional Summary
Erica Beth Markiewicz, who also goes by Erica Markiewicz, is a registered financial advisor currently at LASALLE ST SECURITIES, L.L.C. located in Peru, Indiana. Erica is registered as a RR (Registered Representative) and started their career in finance in 2014. Erica has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Erica Markiewicz
Similar Advisors
WARREN FINANCIAL, LLC
QRIA, INC.
RETIREMENT STRATEGIES
RBC CAPITAL MARKETS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
WARREN FINANCIAL, LLC
QRIA, INC.
RETIREMENT STRATEGIES
RBC CAPITAL MARKETS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
WARREN FINANCIAL, LLC
QRIA, INC.
RETIREMENT STRATEGIES
RBC CAPITAL MARKETS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
WARREN FINANCIAL, LLC
QRIA, INC.
RETIREMENT STRATEGIES
RBC CAPITAL MARKETS, LLC
Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
WARREN FINANCIAL, LLC
QRIA, INC.
RETIREMENT STRATEGIES
RBC CAPITAL MARKETS, LLC
Current Firm
LA SALLE ST. SECURITIES, INC. | LASALLE ST SECURITIES, L.L.C.
Contact Information
Main Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131Mailing Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131Phone Number
(630) 600-0500Established
Delaware since 04/23/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
15Arbitration
4Bond
1Similar Advisors
WARREN FINANCIAL, LLC
QRIA, INC.
RETIREMENT STRATEGIES
RBC CAPITAL MARKETS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
WARREN FINANCIAL, LLC
QRIA, INC.
RETIREMENT STRATEGIES
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
(1/27/2026)
(8/30/2023)
(12/12/2014)
(12/21/2023)
(1/4/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
WARREN FINANCIAL, LLC
QRIA, INC.
RETIREMENT STRATEGIES
RBC CAPITAL MARKETS, LLC
CRS (Client Relationship Summary) - BD
Click below to view Erica Beth Markiewicz's CRS (Customer Relationship Summary).
Similar Advisors
WARREN FINANCIAL, LLC
QRIA, INC.
RETIREMENT STRATEGIES
RBC CAPITAL MARKETS, LLC