John J. Tucker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Tucker IV, who also goes by Jack Tucker, John Joseph Tucker, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2010. John had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2015 - August 11, 2020
ACALYX ADVISORS INC.
March 5, 2010 - January 30, 2015
MVISION PRIVATE EQUITY ADVISERS USA LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACALYX ADVISORS INC.
CRD#: 174667 / SEC#: , 8-69577
Contact information
FINRA licenses (40 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ACALYX HOLDINGS, INC. | PARENT | |
| LAWHORN, CURTIS JAMES | VICE PRESIDENT | 5344725 |
| MCDONALD, JOSEPH ANDREW | VICE PRESIDENT | 5329122 |
| RINEHART, JENNIFER EUNHA | CEO | 3265973 |
| SILVESTRO, MICHELE | PRINCIPAL FINANCIAL OFFICER | 6960939 |
| SILVESTRO, MICHELE | PRINCIPAL OPERATIONS DIRECTOR | 6960939 |
| SUTHERLAND, JANE LOUISE | COMPLIANCE OFFICER | 6005500 |
| VANDERWOUDE, KARL ANDREW | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | 5910116 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
