Joshua J. Jerele

SUMMIT WEALTH GROUP

LAKEWOOD, CO 80228

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CRD#: 5697501

Professional summary

Joshua Jay Jerele, CFP®, who also goes by Joshua J Jerele, is a registered financial advisor currently at SUMMIT WEALTH GROUP located in Lakewood, Colorado and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.

Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Joshua has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joshua J Jerele

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Summit Wealth Group, LLC. Investment Related. At registered location. Fixed insurance sales. Independent Insurances Agent. 4/24/2025. 1. 1during securities trading hours. Provide insurance advice based on the needs of client(s). 2. Summit Wealth Group, LLC. Investment Related. At registered location. RIA. Investment Advisor. 5/1/2025. 160. 160 during securities trading hours. Service clients. 3. Jerele Consulting LLC. Non-investment related. 3028 Newbury Court Highlands Ranch, CO 80126. Support LLC. Owner. 10/06/2021. 2. 2 during securities trading hours. a private entity established to facilitate advisory and insurance business. 4. Summit Advisor Marketing, LLC. Non-Investment Related. 13710 Struthers Road, Suite 115 Colorado Springs, CO 80921. Marketing company. Owner. 0. 0 during securites trading hours. Marketing company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Jay Jerele's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

April 9, 2025 - Present

SUMMIT WEALTH GROUP

Office #1: 141 Union Blvd Suite 270, Lakewood, CO 80228

RIA

CRD#: 335242

LAKEWOOD, CO

Current

May 1, 2025 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 80 State Street, Albany, NY 12207Office #2: 141 Union Boulevard Suite 270, Lakewood, CO 80228

CRD#: 35747

ALBANY, NY

Past

December 1, 2021 - May 1, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

LAKEWOOD, CO

Past

December 1, 2021 - May 1, 2025

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

LAKEWOOD, CO

Past

April 6, 2018 - December 15, 2021

MOSAIC FAMILY WEALTH, LLC

RIA

CRD#: 170923

GREENWOOD VILLAGE, CO

Past

April 6, 2018 - December 31, 2019

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Greenwood Village, CO

Past

July 20, 2015 - May 7, 2018

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DENVER, CO

Past

July 16, 2015 - May 7, 2018

UBS FINANCIAL SERVICES INC.

CRD#: 8174

DENVER, CO

Past

December 10, 2010 - November 18, 2011

LARSON FINANCIAL SECURITIES, LLC

CRD#: 152517

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT WEALTH GROUP

SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC

CRD#: 335242 / SEC#: 801-132262

RIA

Registered Investment Advisory firm - (3/27/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/1/2025)

IAR

Colorado
(4/9/2025)

Colorado
(5/1/2025)

Iowa
(7/15/2025)

Nebraska
(5/1/2025)

Ohio
(5/1/2025)

South Carolina
(5/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/21/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/15/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/16/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SUMMIT WEALTH GROUP

SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC

CRD#: 335242 / SEC#: 801-132262

RIA

Registered Investment Advisory firm - (3/27/2025 Approved)

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Contact information

Main Address

13710 Struthers Road, Suite 115, Colorado Springs, CO 80921

Mailing Address

Phone number

(719) 633-4033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SUMMIT WEALTH GROUP DISCLOSURE BROCHURE (7/21/2025)

Regulatory assets under management

Total Number of Accounts	4,911
AUM (Assets Under Management)	$ 1,353,760,295

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joshua J. Jerele

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Jay Jerele's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

MOSAIC FAMILY WEALTH, LLC

PURSHE KAPLAN STERLING INVESTMENTS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

LARSON FINANCIAL SECURITIES, LLC

Primary Firm SEC Registration

SUMMIT WEALTH GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 8/21/2015

Series 65

Date: 1/15/2015

SIE

Date: 10/1/2018

Series 7

Date: 7/16/2015

FINRA

Current Firm

SUMMIT WEALTH GROUP

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT WEALTH GROUP

TRUST BUT VERIFY

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