GF
Gabriel S. Fiest
CETERA INVESTMENT ADVISERS LLC
BRIDGEPORT, WV 26330
Some features on this profile are disabled
CRD#: 5697493
GF
Professional summary
Gabriel Scott Fiest, who also goes by Gabe Fiest, Gabriel S Fiest, Gabriel Fiest, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bridgeport, West Virginia and CETERA WEALTH SERVICES, LLC located in Bridgeport, West Virginia.
Gabriel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Gabriel has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gabe Fiest | Gabriel S Fiest | Gabriel Fiest
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY: Independent Insurance Agent; Yes; 139 W MAIN ST; Bridgeport; WV; 26330; Fixed Insurance Sales; Independent Insurance Agent; 8/12/2010; 160; 160; Sales of fixed insurance 2. NAME OF ENTITY:USA II, Inc.; No; 139 W Main Street; Bridgeport; WV; 26330; Corporation; President; 4/15/2021; 1; 1; Perform duties as officer of corporation. Hire business support, office management, and day to day operations for investment side of the business 3. NAME OF OTHER BUSINESS: ASSOCIATED BUSINESS OF BRIDGEPORT; INVESTMENT RELATED: NO; ADDRESS: BRIDGEPORT, WV 26330 ; NATURE OF BUSINESS: CIVIC/COMMUNITY ASSOCIATION; START DATE: 2/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, PROVIDE GUIDANCE, ORGANIZE ANNUAL EVENTS; 4. NAME OF OTHER BUSINESS: FIEST FINANCIAL LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Gabriel Scott Fiest's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 139 W Main Street, Bridgeport, WV 26330RIA
CRD#: 105644
BRIDGEPORT, WV
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 139 W Main Street, Bridgeport, WV 26330BD
CRD#: 13572
Bridgeport, WV
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
February 3, 2010 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
BRIDGEPORT, WV
Past
January 12, 2010 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
BRIDGEPORT, WV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/22/2021)
RR
Arizona(4/3/2024)
RR
Delaware(6/9/2021)
RR
Florida(6/10/2021)
RR
Maryland(6/9/2021)
RR
Massachusetts(9/22/2023)
RR
North Carolina(6/9/2021)
RR
Ohio(6/9/2021)
RR
Pennsylvania(6/9/2021)
RR
South Carolina(6/9/2021)
RR
Texas(7/26/2022)
IAR
Texas(6/29/2023)
RR
Virginia(1/3/2022)
RR
West Virginia(6/9/2021)
IAR
West Virginia(6/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
