MH
Matthew R. Hefley
CETERA INVESTMENT ADVISERS LLC
MT VERNON, IL 62864
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CRD#: 5697408
MH
Professional summary
Matthew Russell Hefley, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mt Vernon, Illinois and CETERA WEALTH SERVICES, LLC located in Mt Vernon, Illinois.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Matthew has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BCMP Properties, LLC~'NIR'~204 SE Third Street~Fairfield~IL~62837~Rental Property Owner/Management~Partner/General Partner~1/1/2015~5hrs~0hrs~Maintain Rental Property 2) JEFFERSON COUNTY CEO INC. POSITION: Treasurer/Board Member NATURE: To assist high school students in Jefferson County Illinois with entrepreneurial skills. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 11/17/2021 ADDRESS: 14344 N Two Mile Creek Ln, Mount Vernon IN 62864, United States DESCRIPTION: Voting Board Member, Treasurer, Accounting, Check signing 3) Fairfield Memorial Hospital Foundation~'NIR'~303 NW 11th Street~Fairfield~IL~62837~Other~Member of the Board of Directors~1/1/2013~5hrs~0hrs~Voting Member 4) Hefley & Associates, P.C.~'NIR'~204 S.E. Third Street~Fairfield~IL~62837~Tax Preparation/Accounting~Partner/General Partner~1/1/2012~200hrs~150hrs~Complete various accounting and tax engagements
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Russell Hefley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2025 Broadway St, Mt Vernon, IL 62864RIA
CRD#: 105644
MT VERNON, IL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2025 Broadway St, Mt Vernon, IL 62864Office #2: 204 S.e. Third St, Fairfield, IL 62837BD
CRD#: 13572
Mt Vernon, IL
Past
June 21, 2012 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
FAIRFIELD, IL
Past
October 13, 2009 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Fairfield, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/5/2025)
RR
California(9/5/2025)
RR
Florida(9/5/2025)
RR
Illinois(9/5/2025)
IAR
Illinois(9/5/2025)
RR
Indiana(9/5/2025)
RR
Kentucky(9/5/2025)
RR
Missouri(9/5/2025)
RR
Oklahoma(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Mt Vernon, IL 62864TRUST BUT VERIFY
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