MP
Matthew A. Palmgren
CAPITAL ANALYSTS
Worcester, MA 01609
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CRD#: 5697296
MP
Professional summary
Matthew Alden Palmgren, CIMA® is a registered financial advisor currently at CAPITAL ANALYSTS located in Worcester, Massachusetts and LINCOLN INVESTMENT located in Worcester, Massachusetts.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Matthew has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CLIFFORD & RANO ASSOCIATES POSITION: Agent NATURE: Investment/Insurance/Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2019 ADDRESS: 57 Cedar Street, Worcester MA 01609, United States DESCRIPTION: Agent engaging in writing new insurance business RUTLAND YOUTH SOCCER POSITION: Board member NATURE: board for town youth soccer league INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/19/2024 ADDRESS: Rutland Youth Soccer, Rutland MA 01543, United States DESCRIPTION: send emails to coaches/parents about practices
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Alden Palmgren's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 13, 2019 - Present
CAPITAL ANALYSTS
Office #1: 57 Cedar Street, Worcester, MA 01609RIA
CRD#: 162200
Worcester, MA
Current
May 9, 2019 - Present
LINCOLN INVESTMENT
Office #1: 57 Cedar Street, Worcester, MA 01609RIA
BD
CRD#: 519
Worcester, MA
Past
March 1, 2017 - May 10, 2019
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
WORCESTER, MA
Past
January 9, 2017 - May 10, 2019
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
WORCESTER, MA
Past
November 9, 2012 - December 23, 2016
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
August 17, 2012 - September 21, 2012
CARRINGTON INVESTMENT SERVICES, LLC
BD
CRD#: 139334
OLD GREENWICH, CT
Past
November 2, 2009 - December 31, 2010
HUNTHILL CAPITAL, LLC
BD
CRD#: 130604
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/9/2019)
RR
Colorado(11/9/2021)
RR
Connecticut(5/9/2019)
RR
Florida(5/9/2019)
RR
Hawaii(11/18/2019)
RR
Maine(6/19/2019)
RR
Maryland(9/11/2025)
RR
Massachusetts(5/9/2019)
IAR
Massachusetts(5/13/2019)
RR
Nevada(11/7/2024)
RR
New Hampshire(4/21/2023)
RR
New Jersey(2/3/2023)
RR
New York(5/9/2019)
RR
Oregon(7/26/2019)
RR
Rhode Island(5/9/2019)
RR
South Carolina(9/23/2021)
RR
Vermont(6/19/2019)
RR
Virginia(3/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232
Mailing Address
Phone number
(800) 242-1421
Established
Firm type
Fiscal year end
# of Employees
739
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPITAL ANALYSTS
CRD#: 162200Worcester, MA 01609TRUST BUT VERIFY
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