Lisa M. Kitchin
ROCKEFELLER FINANCIAL LLC | Wealth Manager
Jackson, WY 83001
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CRD#: 5696901
Professional summary
Lisa Marie Kitchin, CFP® is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in Jackson, Wyoming and ROCKEFELLER CAPITAL MANAGEMENT located in Jackson, Wyoming.
Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Lisa has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Trading individual securities
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
2M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Jackson Hole Mountain Sports School, Teton Village, WY. Non-investment related. Seasonal Part-Time Instructor for peak holiday periods. 12 hours per month dedicated to this role and zero hours during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Marie Kitchin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lisa Marie Kitchin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 16, 2023 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 30 S. King Street, Suite 2c, Jackson, WY 83001RIA
BD
CRD#: 291361
Jackson, WY
Current
July 3, 2023 - Present
ROCKEFELLER CAPITAL MANAGEMENT
Office #1: 30 S. King Street, Suite 2c, Jackson, WY 83001RIA
CRD#: 294197
Jackson, WY
Current
June 16, 2023 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 30 S. King Street, Suite 2c, Jackson, WY 83001RIA
BD
CRD#: 291361
Jackson, WY
Past
January 12, 2011 - June 27, 2023
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
RIA
CRD#: 108559
SAN FRANCISCO, CA
Past
January 10, 2011 - June 27, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
BD
CRD#: 105108
SAN FRANCISCO, CA
Past
June 23, 2010 - November 15, 2010
FINANCIAL WEST GROUP
RIA
CRD#: 16668
OAKLAND, CA
Past
April 29, 2010 - November 15, 2010
FINANCIAL WEST GROUP
BD
CRD#: 16668
OAKLAND, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/21/2025)
RR
Arizona(6/16/2023)
RR
Arkansas(7/10/2025)
RR
California(6/16/2023)
IAR
California(6/16/2023)
RR
Colorado(6/16/2023)
RR
District of Columbia(2/10/2025)
RR
Florida(6/16/2023)
RR
Georgia(1/28/2025)
RR
Hawaii(6/16/2023)
RR
Idaho(6/16/2023)
RR
Illinois(6/16/2023)
RR
Maryland(6/16/2023)
RR
Massachusetts(6/16/2023)
RR
Nevada(6/16/2023)
RR
New Hampshire(6/16/2023)
RR
New York(6/16/2023)
RR
North Carolina(1/27/2025)
RR
Ohio(6/16/2023)
RR
Oklahoma(1/24/2024)
RR
Oregon(6/16/2023)
RR
South Dakota(1/27/2025)
RR
Tennessee(1/27/2025)
RR
Texas(6/16/2023)
IAR
Texas(6/16/2023)
RR
Utah(6/16/2023)
RR
Virginia(6/16/2023)
RR
Washington(6/16/2023)
RR
Wisconsin(6/16/2023)
RR
Wyoming(6/16/2023)
IAR
Wyoming(6/16/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROCKEFELLER FINANCIAL LLC
Wealth ManagerCRD#: 291361Jackson, WY 83001TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
