John W. Brittingham
STOCK PLAN ADVISORY GROUP LLC
ALEXANDRIA, VA 22314
Some features on this profile are disabled
CRD#: 5696608
Professional summary
John Wade Brittingham, CFP®, who also goes by Wade Wade Brittingham, Wade Brittingham, is a registered financial advisor currently at STOCK PLAN ADVISORY GROUP LLC located in Alexandria, Virginia.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. John has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Core Areas of Focus
Baby Boomers
Corporate Executives
Federal Employees
Medical Professionals
Professional Athletes or Entertainers
Retirement Planning & Distribution Rules
Biography
Wade Brittingham is the founder and owner of Stock Plan Advisory Group LLC. Stock Plan Advisory Group is a fee only state registered investment advisory firm in Virginia. It was founded to provide equity compensation guidance and retirement advice to Fortune 500 employees and their families.
Wade is originally from Lexington, KY. His interest in finance and the stock market began at a young age reading the business section of his local newspaper. He believes wholeheartedly in the fee-only, fiduciary business model in which clients’ interests are kept above all others.
He has over a decade of financial services experience working for boutique wealth management firms and large investment companies. Prior to starting his own private practice, Wade worked for a boutique wealth management firm with over $400 million in client investment assets. While working inside the private client group at Fidelity Investments, he managed personal relationships with over 440 customers with approximately $265 million dollars in assets under management.
Wade volunteered for over 2 years teaching personal Financial Planning topics to members of the U.S. military inside the Pentagon through the Transition Assistance Program (TAP). He is longtime supporter of the Crohn’s & Colitis Foundation of America.
Wade holds an undergraduate degree from The University of Kentucky in International Economics/Foreign Languages. In addition, he graduated from Georgetown University’s Executive Certificate program in Financial Planning in 2008.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, Certified Financial Planner™ and CFP® in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Investment Planning
Insurance Planning
Retirement Planning
Estate Planning
Retirement Income Management
Comprehensive Financial Planni...
Social Security Planning
Small Business Planning
Tax Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Wade Wade Brittingham | Wade Brittingham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Wade Brittingham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
June 3, 2021 - Present
STOCK PLAN ADVISORY GROUP LLC
Office #1: 500 North Washington Street Suite 204, Alexandria, VA 22314RIA
CRD#: 314680
ALEXANDRIA, VA
Past
December 14, 2016 - June 2, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
Alexandria, VA
Past
December 2, 2016 - June 2, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
Alexandria, VA
Past
December 22, 2014 - November 23, 2016
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
VIENNA, VA
Past
December 19, 2014 - November 23, 2016
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
VIENNA, VA
Past
July 31, 2012 - November 11, 2014
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
WASHINGTON, DC
Past
July 31, 2012 - November 11, 2014
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
WASHINGTON, DC
Past
September 7, 2010 - July 2, 2012
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
TYSONS CORNER, VA
Past
June 23, 2010 - July 2, 2012
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
TYSONS CORNER, VA
Past
November 18, 2009 - March 10, 2010
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
ROCKVILLE, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(6/3/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
STOCK PLAN ADVISORY GROUP LLC
STOCK PLAN ADVISORY GROUP LLC
CRD#: 314680 / SEC#:
Virginia
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Contact information
Main Address
500 North Washington Street Suite 204, Alexandria, VA 22314
Mailing Address
Phone number
(202) 680-3393
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 71 |
| AUM (Assets Under Management) | $ 19,446,128 |
Red Flags
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