Hang T. Quach Beck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hang Thi Thanh Quach Beck, who also goes by Debra Beck, Debra Quach, Hang Thi Thanh Quach, was a registered financial professional .
Hang is a previously registered financial professional and started their career in finance in 2009. Hang had worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 3, Series 7, Series 53, Series 24, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2022 - March 6, 2025
ENERGY SHARES, LLC.
June 8, 2018 - May 2, 2022
CARTA SECURITIES, LLC
September 25, 2017 - June 4, 2018
ALPINE SECURITIES CORPORATION
August 3, 2012 - September 18, 2017
MORGAN STANLEY
August 3, 2012 - September 18, 2017
MORGAN STANLEY
July 21, 2011 - July 25, 2012
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - July 25, 2012
WELLS FARGO CLEARING SERVICES, LLC
April 15, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
August 21, 2009 - April 9, 2010
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
ENERGY SHARES, LLC.
CRD#: 314540 / SEC#: , 8-70758
Contact information
Documents
Red Flags
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