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JS

John H. Sweeney

PARK MADISON PARTNERS LLC
New York, NY 10171
Some features on this profile are disabled
CRD#: 5695469
JS

Professional summary

John Harding Sweeney is a registered financial professional currently at PARK MADISON PARTNERS LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2009. John has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Harding Sweeney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 1, 2012 - Present

PARK MADISON PARTNERS LLC

Office #1: 299 Park Avenue Suite 4100, New York, NY 10171
BD
CRD#: 140016
New York, NY
Past

August 27, 2009 - May 2, 2012

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/1/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 10/1/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/25/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/28/2020
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PM
PARK MADISON PARTNERS LLC
PARK MADISON PARTNERS LLC | PARTNERS AT PARK MADISON LLC

CRD#: 140016 / SEC#: , 8-67270

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
200 Harbor Rd., Port Washington, NY 11050
Mailing Address
200 Harbor Rd., Port Washington, NY 11050
Phone number
(212) 448-7350
Established
New York since 01/20/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PARK MADISON HOLDINGS, LLCDIRECT OWNER
LASHINE, NANCY INAMANAGING PARTNER, CHIEF COMPLIANCE OFFICER1021791
PMP FAMILY HOLDINGS LLCDIRECT OWNER
SILVESTRO, MICHELE ANNFINOP, PFO6960939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARK MADISON PARTNERS LLC

CRD#: 140016New York, NY 10171

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