Patrick M. Morrissey
Professional summary
Patrick M Morrissey is a registered financial professional currently at MISCHLER FINANCIAL GROUP, INC. located in Boston, Massachusetts.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2009. Patrick has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick M Morrissey's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 9, 2015 - Present
MISCHLER FINANCIAL GROUP, INC.
Office #1: One Lincoln Street, Floor 30, Suite 124, Boston, MA 02111July 28, 2014 - November 11, 2015
CABRERA CAPITAL MARKETS, LLC
August 29, 2013 - July 18, 2014
JONESTRADING
January 8, 2013 - August 29, 2013
THE VERTICAL GROUP
July 12, 2011 - January 3, 2013
SARATOGA CAPITAL MARKETS
July 23, 2009 - July 19, 2011
RANGE GLOBAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/9/2015)
(11/9/2015)
(11/9/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/11/2009
Limited Representative-Equity Trader ExamFINRA
Current Firm
MISCHLER FINANCIAL GROUP, INC.
CRD#: 37818 / SEC#: , 8-48067
Contact information
FINRA licenses (49 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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Company Information
MISCHLER FINANCIAL GROUP, INC.
CRD#: 37818Boston, MA 02111TRUST BUT VERIFY
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