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DW

Duncan G. Wells

RANGER GLOBAL HOLDINGS LLC
CHARLOTTESVILLE, VA 22902
Some features on this profile are disabled
CRD#: 5694425
DW

Professional summary


Duncan Graham Wells, who also goes by Duncan Graham Wells Mr, is a registered financial advisor currently at RANGER GLOBAL HOLDINGS LLC located in Charlottesville, Virginia.

Duncan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Duncan has worked at 2 firms and has passed the Series 65, Series 66, Series 3 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Duncan Graham Wells Mr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Duncan Graham Wells's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 11, 2017 - Present

RANGER GLOBAL HOLDINGS LLC

Office #1: 212 5th Street Ne, Charlottesville, VA 22902
RIA
CRD#: 286378
CHARLOTTESVILLE, VA
Past

September 7, 2009 - May 5, 2011

BARCLAYS CAPITAL INC.

RIA
CRD#: 19714
PHILADELPHIA, PA
Past

August 31, 2009 - May 5, 2011

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
PHILADELPHIA, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(8/11/2017)

Exams


State Security Law Exam
IAR
Series 65
Date: 7/26/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 9/4/2009
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


RG
RANGER GLOBAL HOLDINGS LLC
RANGER GLOBAL HOLDINGS | WELLS, DUNCAN GRAHAM | RANGER GLOBAL HOLDINGS LLC

CRD#: 286378 / SEC#:

Virginia
Registered Investment Advisory firm - (8/11/2017 Approved)
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Contact information


Main Address
212 5th Street Ne, Charlottesville, VA 22902
Mailing Address
Phone number
(434) 770-7001
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts37
AUM (Assets Under Management)$ 54,884,217

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RANGER GLOBAL HOLDINGS LLC

CRD#: 286378Charlottesville, VA 22902

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