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DD

Daniel A. Disciullo

Some features on this profile are disabled
CRD#: 5693927
DD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Anthony Disciullo, who also goes by Daniel A Disciullo, Daniel Anthony Discuillo, was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 2009. Daniel had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Daniel A Disciullo | Daniel Anthony Discuillo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 20, 2019 - March 6, 2020

VERITY INVESTMENTS, INC.

BD
CRD#: 41527
DURHAM, NC
Past

December 13, 2016 - February 17, 2017

KESTRA ADVISORY SERVICES, LLC

RIA
CRD#: 283330
AUSTIN, TX
Past

December 8, 2016 - February 17, 2017

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
AUSTIN, TX
Past

August 23, 2013 - January 15, 2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
CHARLOTTE, NC
Past

August 7, 2013 - January 15, 2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
CHARLOTTE, NC
Past

September 12, 2011 - June 11, 2013

CAPFINANCIAL SECURITIES, LLC.

RIA
CRD#: 126291
RALEIGH, NC
Past

September 12, 2011 - June 11, 2013

CAPFINANCIAL SECURITIES, LLC.

BD
CRD#: 126291
RALEIGH, NC
Past

July 19, 2010 - August 25, 2011

EDWARD JONES

RIA
CRD#: 250
RALEIGH, NC
Past

June 29, 2010 - August 25, 2011

EDWARD JONES

BD
CRD#: 250
RALEIGH, NC
Past

November 30, 2009 - April 9, 2010

EDWARD JONES

RIA
CRD#: 250
CARLSBAD, CA
Past

September 15, 2009 - April 9, 2010

EDWARD JONES

BD
CRD#: 250
CARLSBAD, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/3/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/17/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/14/2009
General Securities Representative Examination

Current Firm

VI
VERITY INVESTMENTS, INC.
BROKERAGE360 | VERITY INVESTMENTS, INC.

CRD#: 41527 / SEC#: , 8-49474

BD
Terminated by SEC on 02/15/2026
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Contact information

Main Address
Mailing Address
Phone number
Established
North Carolina since 06/27/2011
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
VERITY FINANCIAL GROUP, INC.PARENT COMPANY
MUNSEY, JEFF ALANVICE PRESIDENT2777033
SIMONSON, AMY LOUISEVICE PRESIDENT/ PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER2326511
WEGWART, GORDON THOMASPRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER1108685

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VERITY INVESTMENTS, INC.

CRD#: 41527

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