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Daniel Anthony Disciullo

CRD# 5693927·Registered 2009 - 2020
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Anthony Disciullo, who also goes by Daniel A Disciullo, Daniel Anthony Discuillo, was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 2009 - 2020. Daniel had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel A Disciullo, Daniel Anthony Discuillo

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

VERITY INVESTMENTS, INC.·CRD# 41527
BD
Durham, NC
August 20, 2019 - March 6, 2020
KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
Austin, TX
December 13, 2016 - February 17, 2017
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Austin, TX
December 8, 2016 - February 17, 2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472
RIA
Charlotte, NC
August 23, 2013 - January 15, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC·CRD# 20472
BD
Charlotte, NC
August 7, 2013 - January 15, 2016
CAPFINANCIAL SECURITIES, LLC.·CRD# 126291
RIA
Raleigh, NC
September 12, 2011 - June 11, 2013
CAPFINANCIAL SECURITIES, LLC.·CRD# 126291
BD
Raleigh, NC
September 12, 2011 - June 11, 2013
EDWARD JONES·CRD# 250
RIA
Raleigh, NC
July 19, 2010 - August 25, 2011
EDWARD JONES·CRD# 250
BD
Raleigh, NC
June 29, 2010 - August 25, 2011
EDWARD JONES·CRD# 250
RIA
Carlsbad, CA
November 30, 2009 - April 9, 2010
EDWARD JONES·CRD# 250
BD
Carlsbad, CA
September 15, 2009 - April 9, 2010

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Current Firm

VI
VERITY INVESTMENTS, INC.

BROKERAGE360 | VERITY INVESTMENTS, INC.

CRD#: 41527 / SEC#: 8-49474
BD
Terminated by SEC on 02/15/2026

Contact Information

Established

North Carolina since 06/27/2011

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
VERITY FINANCIAL GROUP, INC.PARENT COMPANY—
MUNSEY, JEFF ALANVICE PRESIDENT2777033
SIMONSON, AMY LOUISEVICE PRESIDENT/ PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER2326511
WEGWART, GORDON THOMASPRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER1108685

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2009About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2009About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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