Kyle J. Rolek

ROLEK RETIREMENT PLANNING

Berwyn, PA 19312

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CRD#: 5693355

Professional summary

Kyle J Rolek, CFP® is a registered financial advisor currently at ROLEK RETIREMENT PLANNING located in Berwyn, Pennsylvania.

Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Kyle has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sells insurance products to retail clients appx 10% of his time during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle J Rolek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

October 19, 2016 - Present

ROLEK RETIREMENT PLANNING

Office #1: 1055 Westlakes Drive Suite 300, Berwyn, PA 19312

RIA

CRD#: 285351

Berwyn, PA

Past

March 17, 2016 - April 13, 2016

ARETE WEALTH ADVISORS, LLC

RIA

CRD#: 145488

Chicago, IL

Past

March 15, 2016 - April 13, 2016

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

Chicago, IL

Past

April 21, 2015 - December 24, 2015

ACCESS ADVISORS, LLC

RIA

CRD#: 174307

CHICAGO, IL

Past

October 3, 2014 - March 30, 2015

MCADAM LLC

RIA

CRD#: 170914

CHICAGO, IL

Past

October 3, 2014 - March 9, 2015

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Chicago, IL

Past

September 21, 2009 - October 3, 2014

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

CHICAGO, IL

Past

August 19, 2009 - October 3, 2014

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROLEK RETIREMENT PLANNING

ROLEK RETIREMENT PLANNING | ROLEK, KYLE | ROLEK WEALTH MANAGEMENT LLC | ROLEK RETIREMENT STRATEGIES

CRD#: 285351 / SEC#: 801-129490

RIA

Registered Investment Advisory firm - (2/12/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/20/2024 Terminated)

Texas

Registered Investment Advisory firm - (2/16/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/19/2016)

IAR

Texas
(4/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/4/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/13/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/30/2012

General Securities Principal Examination

Current Firm

ROLEK RETIREMENT PLANNING

ROLEK RETIREMENT PLANNING | ROLEK, KYLE | ROLEK WEALTH MANAGEMENT LLC | ROLEK RETIREMENT STRATEGIES

CRD#: 285351 / SEC#: 801-129490

RIA

Registered Investment Advisory firm - (2/12/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/20/2024 Terminated)

Texas

Registered Investment Advisory firm - (2/16/2024 Terminated)

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Contact information

Main Address

1055 Westlakes Drive Suite 300, Berwyn, PA 19312

Mailing Address

Phone number

(267) 427-5667

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWM DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT, AND WRAP FEE PROGRAM (1/13/2025)

Regulatory assets under management

Total Number of Accounts	560
AUM (Assets Under Management)	$ 165,573,599

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kyle J. Rolek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle J Rolek's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARETE WEALTH ADVISORS, LLC

ARETE WEALTH MANAGEMENT, LLC

ACCESS ADVISORS, LLC

MCADAM LLC

PURSHE KAPLAN STERLING INVESTMENTS

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

ROLEK RETIREMENT PLANNING

State Registrations and Notice Filings

Exams

Series 66

Date: 9/4/2009

SIE

Date: 4/13/2016

Series 7

Date: 8/18/2009

Series 24

Date: 1/30/2012

Current Firm

ROLEK RETIREMENT PLANNING

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROLEK RETIREMENT PLANNING

TRUST BUT VERIFY

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