Thomas C. Matyola

GARDEN STATE INVESTMENT ADVISORY SERVICES

Red Bank, NJ 07701

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CRD#: 5693320

Professional summary

Thomas Charles Matyola, who also goes by Thomas C Matyola Jr., Thomas C Matyola, is a registered financial advisor currently at GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC located in Red Bank, New Jersey and GARDEN STATE SECURITIES, INC. located in Red Bank, New Jersey.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Thomas has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas C Matyola Jr. | Thomas C Matyola

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED INSURANCE PRODUCER AT 707 UNION AVENUE, SUITE 102, BRIELLE, NJ. WILL OFFER FIXED INDEX AND VARIABLE ANNUITY PRODUCTS. PLANS TO DEVOTE APPROXIMATELY 10 HOURS PER MONTH TO HIS BUSINESS WHICH WILL AUGMENT HIS SECURITIES BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Charles Matyola's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2018 - Present

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

Office #1: 328 Newman Springs Road, Red Bank, NJ 07701

RIA

CRD#: 133088

Red Bank, NJ

Current

October 17, 2017 - Present

GARDEN STATE SECURITIES, INC.

Office #1: 328 Newman Springs Road, Red Bank, NJ 07701

CRD#: 10083

Red Bank, NJ

Past

January 3, 2013 - November 3, 2017

REGAL SECURITIES, INC.

CRD#: 7297

BRIELLE, NJ

Past

April 11, 2012 - December 31, 2012

JHS CAPITAL ADVISORS, LLC

RIA

CRD#: 112097

BRIELLE, NJ

Past

April 11, 2012 - December 31, 2012

JHS CAPITAL ADVISORS, LLC

CRD#: 112097

BRIELLE, NJ

Past

November 22, 2011 - April 11, 2012

PAULSON INVESTMENT COMPANY LLC

RIA

CRD#: 5670

BRIELLE, NJ

Past

February 1, 2010 - April 11, 2012

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

BRIELLE, NJ

Past

August 20, 2009 - November 5, 2009

EQUITABLE ADVISORS, LLC

CRD#: 6627

MANASQUAN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

CRD#: 133088 / SEC#: 801-79500

RIA

Registered Investment Advisory firm - (4/23/2014 Approved)

Idaho

Registered Investment Advisory firm - (4/25/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (5/1/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(11/17/2022)

Florida
(11/11/2019)

New Hampshire
(3/8/2022)

New Jersey
(10/17/2017)

IAR

New Jersey
(5/21/2018)

North Carolina
(7/13/2020)

Ohio
(5/26/2022)

Pennsylvania
(10/17/2017)

Texas
(5/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/9/2018

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/21/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/1/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

CRD#: 133088 / SEC#: 801-79500

RIA

Registered Investment Advisory firm - (4/23/2014 Approved)

Idaho

Registered Investment Advisory firm - (4/25/2014 Terminated)

New Jersey

Registered Investment Advisory firm - (5/1/2014 Terminated)

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Contact information

Main Address

328 Newman Springs Road, Red Bank, NJ 07701

Mailing Address

Phone number

(732) 280-6886

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GSIAS FORM ADV PART 2A BROCHURE DATED MARCH 31 2025 (3/31/2025)

GSIAS WRAP BROCHURE DATED MARCH 31 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,122
AUM (Assets Under Management)	$ 561,548,738

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas C. Matyola

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Charles Matyola's CRS (Customer Relationship Summary).

Certified licenses

Experience

GARDEN STATE SECURITIES, INC.

REGAL SECURITIES, INC.

JHS CAPITAL ADVISORS, LLC

JHS CAPITAL ADVISORS, LLC

PAULSON INVESTMENT COMPANY LLC

PAULSON INVESTMENT COMPANY LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/9/2018

Series 65

Date: 11/21/2011

Series 63

Date: 5/1/2010

SIE

Date: 10/1/2018

Series 7

Date: 8/19/2009

FINRA

Current Firm

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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