Eric L. Keith
Professional summary
Eric Lee Keith, who also goes by Eric Lee Kieth, is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in Lawrenceville, New Jersey.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2009. Eric has worked at 1 firm and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Lee Keith's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2009 - Present
DAVID LERNER ASSOCIATES, INC.
Office #1: 134 Franklin Corner Road Suite 200, Lawrenceville, NJ 08648State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2021)
(8/17/2021)
(8/17/2021)
(7/2/2019)
(10/1/2021)
(6/22/2010)
(7/25/2024)
(10/1/2021)
(8/23/2012)
(6/14/2024)
(10/13/2016)
(3/4/2022)
(2/28/2024)
(7/12/2022)
(9/10/2009)
(11/22/2021)
(10/27/2009)
(6/25/2024)
(7/25/2022)
(8/17/2021)
(11/29/2022)
(10/1/2021)
(12/23/2021)
(3/26/2018)
(10/1/2021)
(3/8/2022)
(10/1/2021)
Exams
Series 52TO
Date: 9/10/2024
Municipal Securities Representative ExaminationFINRA
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397Lawrenceville, NJ 08648TRUST BUT VERIFY
Monitor Eric Keith
Get automatic monthly alerts on:
