AK
Andrew W. Knapp
TPG CAPITAL BD
Fort Worth, TX 76102
Some features on this profile are disabled
CRD#: 5690861
AK
Professional summary
Andrew William Knapp, who also goes by Andy Knapp, is a registered financial professional currently at TPG CAPITAL BD, LLC located in Fort Worth, Texas.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2009. Andrew has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Andy Knapp
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Andrew William Knapp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 2023 - Present
TPG CAPITAL BD, LLC
Office #1: 301 Commerce St Suite 3300, Fort Worth, TX 76102Office #2: 111 South Wacker Drive 36th Floor, Chicago, IL 60606BD
CRD#: 143876
Fort Worth, TX
Past
February 6, 2012 - August 30, 2016
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
BD
CRD#: 102920
CHICAGO, IL
Past
August 7, 2009 - August 10, 2011
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/8/2024)
RR
Arizona(1/10/2024)
RR
Arkansas(1/8/2024)
RR
California(1/8/2024)
RR
Colorado(12/22/2023)
RR
Connecticut(1/2/2024)
RR
Delaware(1/8/2024)
RR
District of Columbia(12/22/2023)
RR
Florida(12/22/2023)
RR
Georgia(1/8/2024)
RR
Hawaii(1/8/2024)
RR
Idaho(12/26/2023)
RR
Illinois(1/8/2024)
RR
Indiana(1/8/2024)
RR
Iowa(1/8/2024)
RR
Kansas(1/8/2024)
RR
Kentucky(1/8/2024)
RR
Louisiana(12/22/2023)
RR
Maine(1/8/2024)
RR
Maryland(12/22/2023)
RR
Massachusetts(1/8/2024)
RR
Michigan(1/8/2024)
RR
Minnesota(1/8/2024)
RR
Mississippi(1/8/2024)
RR
Missouri(1/8/2024)
RR
Montana(1/8/2024)
RR
Nebraska(1/8/2024)
RR
Nevada(1/8/2024)
RR
New Hampshire(1/8/2024)
RR
New Jersey(1/8/2024)
RR
New Mexico(1/8/2024)
RR
New York(1/8/2024)
RR
North Carolina(1/8/2024)
RR
North Dakota(1/8/2024)
RR
Ohio(1/9/2024)
RR
Oklahoma(1/8/2024)
RR
Oregon(1/8/2024)
RR
Pennsylvania(1/8/2024)
RR
Rhode Island(1/8/2024)
RR
South Carolina(1/8/2024)
RR
South Dakota(1/8/2024)
RR
Tennessee(1/8/2024)
RR
Texas(1/8/2024)
RR
Utah(1/8/2024)
RR
Vermont(1/8/2024)
RR
Virginia(1/8/2024)
RR
Washington(1/8/2024)
RR
West Virginia(1/8/2024)
RR
Wisconsin(1/8/2024)
RR
Wyoming(1/8/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/22/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TC
TPG CAPITAL BD, LLC
TPG CAPITAL BD, LLC
CRD#: 143876 / SEC#: , 8-67616
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Mailing Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Phone number
(817) 871-4000
Established
Texas since 03/21/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
