William D. Hamilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William David Hamilton, who also goes by Bill Hamilton, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2009. William had worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2019 - March 28, 2025
HAYNIE WEALTH MANAGEMENT LLC
May 27, 2010 - December 19, 2019
AVANTAX INVESTMENT SERVICES, INC.
October 29, 2009 - December 19, 2019
AVANTAX ADVISORY SERVICES
State Registrations and Notice Filings
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Exams
Current Firm
HAYNIE WEALTH MANAGEMENT LLC
CRD#: 305852 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 405 |
| AUM (Assets Under Management) | $ 70,894,557 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
