KS
Kimberly L. Steinbrenner
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
Wauwatosa, WI 53226
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CRD#: 5690153
KS
Professional summary
Kimberly Lynn Steinbrenner, who also goes by Kimberly Lynn Beckley, Kimberly Lynn Davis, is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Wauwatosa, Wisconsin and LASALLE ST SECURITIES, L.L.C. located in Wauwatosa, Wisconsin.
Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Kimberly has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kimberly Lynn Beckley | Kimberly Lynn Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)STEINBRENNER FINANCIAL GROUP - DBA INVESTMENT RELATED BUSINESS, 530 N. 108TH PLACE, SUITE 203, WAUWATOSA, WI 53226
2)STEINBRENNER PARTNERS PROPERTY 1 LLC, 1642 EDITH ESPLANADE CAPE CORAL, FL 33904, RENTAL PROPERTY, 1% TIME SPENT, 1-20% ANNUAL INCOME, NON-INVESTMENT RELATED;
3) Various Insurance Companies (OBA); For Investment Related Business; 530 N. 108th Pl.; Ste. 203 Wauwatosa, WI 53226; Non Variable Insurance Sales: Insurance Agent; Began 2014; 10-40 HRS/MO; Insurance Policy Sales
4. LaSalle St Investment Advisors LLC
5. Heartland Organization Ltd - Asst w/seminars, refer individuals to attorneys for trust and estate planning, Review trust docs with clients & manage requests.Director of Firm - Not Investment Related WI 53226 5% Time Spent
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Lynn Steinbrenner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2019 - Present
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
Office #1: 9800 Bluemound Rd., Wauwatosa, WI 53226RIA
CRD#: 109701
Wauwatosa, WI
Current
February 1, 2019 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 9800 W. Bluemound Rd., Wauwatosa, WI 53226BD
CRD#: 7191
Wauwatosa, WI
Past
October 17, 2011 - February 27, 2019
SAXONY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 122692
MILWAUKEE, WI
Past
November 3, 2009 - February 27, 2019
SAXONY SECURITIES, INC.
BD
CRD#: 115547
Wauwatosa, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
RIA
Registered Investment Advisory firm - (2/10/1989 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/31/2024)
IAR
Arizona(6/10/2024)
RR
California(2/1/2019)
IAR
Colorado(12/13/2019)
RR
District of Columbia(2/1/2019)
RR
Florida(2/28/2019)
IAR
Florida(11/21/2019)
RR
Illinois(4/17/2019)
IAR
Illinois(1/6/2022)
IAR
Iowa(12/9/2020)
RR
Iowa(10/28/2021)
RR
Kentucky(2/1/2019)
IAR
Michigan(7/5/2024)
IAR
Minnesota(2/16/2024)
RR
Ohio(2/1/2019)
IAR
Ohio(5/30/2021)
RR
Pennsylvania(3/30/2021)
IAR
Texas(8/29/2023)
RR
Virginia(2/1/2019)
RR
Wisconsin(2/1/2019)
IAR
Wisconsin(2/1/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
RIA
Registered Investment Advisory firm - (2/10/1989 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131
Mailing Address
Phone number
(630) 600-0500
Established
Firm type
Fiscal year end
# of Employees
144
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,941 |
| AUM (Assets Under Management) | $ 4,346,509,887 |
Red Flags
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Company Information
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701Wauwatosa, WI 53226TRUST BUT VERIFY
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