Jesse Acosta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse Acosta was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 2009. Jesse had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2015 - November 1, 2017
JAMIESON CORPORATE FINANCE US LLC
January 21, 2015 - June 15, 2015
TAP SECURITIES LLC
March 28, 2013 - August 1, 2014
ONDRA PARTNERS LP
August 17, 2009 - April 10, 2013
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JAMIESON CORPORATE FINANCE US LLC
CRD#: 170172 / SEC#: , 8-69412
Contact information
FINRA licenses (2 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
