Benjamin A. Johnson
Professional summary
Benjamin Allen Johnson, who also goes by Benjamin A Johnson, Ben Johnson, is a registered financial advisor currently at ANNEX WEALTH MANAGEMENT, LLC located in Appleton, Wisconsin.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Benjamin has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Allen Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2026 - Present
ANNEX WEALTH MANAGEMENT, LLC
Office #1: 2801 E. Enterprise Avenue, Suite 101, Appleton, WI 54913July 28, 2025 - December 12, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 1, 2011 - August 31, 2011
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Primary Firm SEC Registration
ANNEX WEALTH MANAGEMENT, LLC
CRD#: 127987 / SEC#: 801-63505
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/28/2026)
Exams
Series 6TO
Date: 7/28/2025
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ANNEX WEALTH MANAGEMENT, LLC
CRD#: 127987 / SEC#: 801-63505
Contact information
SEC notice filing (33 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 19,997 |
| AUM (Assets Under Management) | $ 6,945,737,689 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/11/2025 | ||
| 05/22/2024 | ||
| 12/18/2023 | ||
| 03/16/2023 |
Red Flags
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