Tyler R. Cinelli

WILLIAMS FINANCIAL

NORTH BENNINGTON, VT 05257

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CRD#: 5688437

Professional summary

Tyler Richard Cinelli, AIF®, who also goes by Tyler R Cinelli, is a registered financial advisor currently at WILLIAMS FINANCIAL, LLC located in North Bennington, Vermont.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Tyler has worked at 7 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tyler R Cinelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Richard Cinelli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

November 1, 2017 - Present

WILLIAMS FINANCIAL, LLC

Office #1: 12 Main Street, North Bennington, VT 05257

RIA

CRD#: 137038

NORTH BENNINGTON, VT

Past

March 31, 2015 - August 31, 2016

PARK AVENUE SECURITIES LLC

CRD#: 46173

BOSTON, MA

Past

November 18, 2013 - March 31, 2015

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

August 26, 2011 - October 15, 2013

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

ALBANY, NY

Past

September 21, 2010 - October 15, 2013

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

ALBANY, NY

Past

April 23, 2010 - July 28, 2010

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

TALLAHASSEE, FL

Past

March 26, 2010 - July 28, 2010

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

TALLAHASSEE, FL

Past

September 29, 2009 - March 18, 2010

EDWARD JONES

RIA

CRD#: 250

TALLAHASSEE, FL

Past

August 24, 2009 - March 18, 2010

EDWARD JONES

CRD#: 250

TALLAHASSEE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILLIAMS FINANCIAL, LLC

WILLIAMS FINANCIAL MANAGEMENT, LLC | WILLIAMS FINANCIAL, LLC

CRD#: 137038 / SEC#: 801-118678

RIA

Registered Investment Advisory firm - (5/8/2020 Approved)

Massachusetts

Registered Investment Advisory firm - (7/21/2020 Terminated)

New Hampshire

Registered Investment Advisory firm - (12/31/2019 Terminated)

New York

Registered Investment Advisory firm - (7/21/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/19/2019 Terminated)

South Carolina

Registered Investment Advisory firm - (12/18/2019 Terminated)

Texas

Registered Investment Advisory firm - (7/21/2020 Terminated)

Vermont

Registered Investment Advisory firm - (7/21/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/19/2021)

IAR

Vermont
(11/1/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/4/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/2009

General Securities Representative Examination

Current Firm

WILLIAMS FINANCIAL, LLC

WILLIAMS FINANCIAL MANAGEMENT, LLC | WILLIAMS FINANCIAL, LLC

CRD#: 137038 / SEC#: 801-118678

RIA

Registered Investment Advisory firm - (5/8/2020 Approved)

Massachusetts

Registered Investment Advisory firm - (7/21/2020 Terminated)

New Hampshire

Registered Investment Advisory firm - (12/31/2019 Terminated)

New York

Registered Investment Advisory firm - (7/21/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/19/2019 Terminated)

South Carolina

Registered Investment Advisory firm - (12/18/2019 Terminated)

Texas

Registered Investment Advisory firm - (7/21/2020 Terminated)

Vermont

Registered Investment Advisory firm - (7/21/2020 Terminated)

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Contact information

Main Address

12 Main Street, North Bennington, VT 05257

Mailing Address

P.o. Box 24, North Bennington, VT 05257

Phone number

(866) 986-4469

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WILLIAMS FINANCIAL ADV PART 2A ANNUAL AMENDMENT V.03.11.25 (3/11/2025)

Regulatory assets under management

Total Number of Accounts	803
AUM (Assets Under Management)	$ 191,095,167

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tyler R. Cinelli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Richard Cinelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

WILLIAMS FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/2017

Series 66

Date: 9/4/2009

SIE

Date: 8/31/2016

Series 7

Date: 8/21/2009

Current Firm

WILLIAMS FINANCIAL, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WILLIAMS FINANCIAL, LLC

TRUST BUT VERIFY

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