Carol A. Polasky
Professional summary
Carol Ann Polasky, who also goes by Carol Ann Polasky, is a registered financial professional currently at PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC located in Fargo, North Dakota.
Carol is registered as a RR (Registered Representative) and started their career in finance in 2009. Carol has worked at 3 firms and has passed the Series 63, Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carol Ann Polasky's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 2023 - Present
PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC
Office #1: 2754 Brandt Drive South Suite 200, Fargo, ND 58104January 4, 2016 - June 6, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 2, 2015 - June 6, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 12, 2009 - March 28, 2012
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/1/2023)
Exams
Series 6TO
Date: 7/13/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC
CRD#: 140139 / SEC#: , 8-67284
Contact information
FINRA licenses (5 States and Territories)
Red Flags
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