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CRD#: 140139
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC is located at 2754 Brandt Drive South Suite 200, Fargo, ND 58104 and was first established at Kansas City, Delaware in 03/14/2005. After operating for 21 years, PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC Comes From

Understanding the Statistics for PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
2754 Brandt Drive South Suite 200, Fargo, ND 58104
Mailing Address
2754 Brandt Drive South Suite 200, Fargo, ND 58104
Firm Size
Small
Phone Number
(701) 235-1183
Established
Delaware since 03/14/2005
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SCHOEN, MATTHEW BERNARDMANAGING MEMBER/CO-CCO/AMLCO1279191
FOLEY, TRADYN SHANEREGISTERED PRINCIPAL/CO-CCO5141326
THORNTON, STEVEN LEEFINOP4496384

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC

ST

Steven Lee Thornton

Steve Lee Thornton
RR
CRD#: 4496384
Location:
Pasadena, CA 91101
Company:
THE SPARTAN GROUP
Disclosures:
Experience:
26 years
View Profile
TF

Tradyn Shane Foley

Tradyn S. Foley
RR
CRD#: 5141326
Location:
Fargo, ND 58104
Company:
PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC
Disclosures:
Experience:
19 years
View Profile
TF

Turner Steven Fixen

RR
CRD#: 5431143
Location:
Fargo, ND 58104
Company:
PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC
Disclosures:
Experience:
18 years
View Profile
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