Stephen L. Yeung
Professional summary
Stephen Lee Yeung, who also goes by Yeung Lee Stephen, Yeung Stephen, is a registered financial advisor currently at USI ADVISORS located in Uniondale, New York.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Stephen has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Lee Yeung's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2019 - Present
USI ADVISORS
Office #1: 725 Rxr Plaza East Tower, Uniondale, NY 11556July 17, 2009 - May 28, 2019
M HOLDINGS SECURITIES, INC.
Primary Firm SEC Registration
USI ADVISORS
CRD#: 108113 / SEC#: 801-56622
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/27/2021)
Current Firm
USI ADVISORS
CRD#: 108113 / SEC#: 801-56622
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,346 |
| AUM (Assets Under Management) | $ 48,864,913,348 |
Red Flags
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