Jennifer Agin
Professional summary
Jennifer Agin is a registered financial professional currently at TD SECURITIES (USA) LLC located in Lake Mary, Florida.
Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2009. Jennifer has worked at 5 firms and has passed the SIE, Series 99, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Agin's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: 400 Colonial Center Parkway Suite 300, Lake Mary, FL 32746April 24, 2020 - December 10, 2024
COWEN AND COMPANY
May 26, 2017 - July 6, 2020
COWEN EXECUTION SERVICES LLC
June 24, 2010 - November 23, 2010
SUNSET FINANCIAL SERVICES, INC.
July 28, 2009 - May 4, 2010
WORLD GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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