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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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BT

Benjamin C. Treece

UNITY FINANCIAL PLANNING GROUP LLC
KENNESAW, GA
Some features on this profile are disabled
CRD#: 5687784
BT

Professional summary

Benjamin Cory Treece, who also goes by Ben Cory Treece, Benjamin C Treece, is a registered financial advisor currently at UNITY FINANCIAL PLANNING GROUP LLC located in Kennesaw, Georgia.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Benjamin has worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ben Cory Treece | Benjamin C Treece

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Cory Treece's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 25, 2025 - Present

UNITY FINANCIAL PLANNING GROUP LLC

RIA
CRD#: 333889
KENNESAW, GA
Past

April 14, 2021 - December 2, 2025

SB ADVISORY, LLC

RIA
CRD#: 154680
Indianapolis, IN
Past

April 14, 2021 - November 28, 2025

SAN BLAS SECURITIES LLC

BD
CRD#: 290605
CHICAGO, IL
Past

September 3, 2010 - May 17, 2021

TREECE INVESTMENT ADVISORY CORP

RIA
CRD#: 110449
TOLEDO, OH
Past

May 21, 2010 - May 14, 2021

TREECE FINANCIAL SERVICES CORP.

BD
CRD#: 23296
TOLEDO, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(12/12/2025)
IAR
Indiana
(11/25/2025)
IAR
Michigan
(11/25/2025)
IAR
Ohio
(11/26/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/27/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/20/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 4/25/2011
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/7/2011
General Securities Principal Examination

Current Firm

UF
UNITY FINANCIAL PLANNING GROUP LLC
BENEFICIARY WEALTH MANAGEMENT | UNITY FINANCIAL PLANNING GROUP LLC

CRD#: 333889 / SEC#:

Georgia
Registered Investment Advisory firm - (1/2/2025 Approved)
Indiana
Registered Investment Advisory firm - (10/14/2025 Approved)
Michigan
Registered Investment Advisory firm - (10/15/2025 Approved)
Ohio
Registered Investment Advisory firm - (9/30/2025 Approved)
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Contact information

Main Address
Kennesaw, GA
Mailing Address
Phone number
(404) 200-6464
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts115
AUM (Assets Under Management)$ 10,616,300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UNITY FINANCIAL PLANNING GROUP LLC

CRD#: 333889Kennesaw, GA

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