Michael J. Velin
Professional summary
Michael John Velin, CFP®, CPWA® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Plymouth, Minnesota and KESTRA INVESTMENT SERVICES, LLC located in Plymouth, Minnesota.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Velin's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2013
Start date: 2019-04-23
Expire date: 2023-03-31
Experience
April 21, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 505 Waterford Park Highway 169 N, Suite 1100, Plymouth, MN 55441Office #3: 8530 Eagle Point Blvd Ste 225, Lake Elmo, MN 55042-8652November 2, 2010 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 505 Hwy 169 N, Suite 1100, Plymouth, MN 55441September 21, 2010 - October 22, 2010
SECURIAN FINANCIAL SERVICES, INC.
September 21, 2010 - October 22, 2010
CRI SECURITIES, LLC
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2015)
(2/19/2019)
(11/11/2020)
(1/27/2016)
(11/28/2018)
(11/11/2020)
(1/25/2022)
(8/22/2022)
(1/25/2022)
(11/2/2010)
(4/21/2016)
(5/23/2013)
(1/30/2023)
(4/10/2020)
(3/13/2018)
(9/19/2013)
(1/25/2022)
(1/8/2025)
(2/20/2025)
(12/26/2025)
(1/9/2020)
(4/19/2023)
(6/6/2011)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
