Kevin M. Hawley

NAVALIGN

Encino, CA 91436

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CRD#: 5686349

Professional summary

Kevin Michael Hawley, who also goes by Kevin M Hawley, is a registered financial advisor currently at NAVALIGN, LLC located in Encino, California.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Kevin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin M Hawley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Hawley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2018 - Present

NAVALIGN, LLC

Office #1: 15910 Ventura Blvd Suite 1605, Encino, CA 91436

RIA

CRD#: 119919

Encino, CA

Past

February 8, 2016 - October 29, 2018

AVONDALE ASSET MANAGEMENT

RIA

CRD#: 157705

SANTA MONICA, CA

Past

July 17, 2012 - January 27, 2016

WADDELL & REED

RIA

CRD#: 866

SHERMAN OAKS, CA

Past

July 17, 2012 - January 27, 2016

WADDELL & REED

CRD#: 866

SHERMAN OAKS, CA

Past

April 13, 2010 - April 12, 2012

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

OAK BROOK, IL

Past

August 14, 2009 - April 12, 2012

EQUITABLE ADVISORS, LLC

CRD#: 6627

OAK BROOK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVALIGN, LLC

1080 FINANCIAL GROUP | NAVALIGN, LLC | LAURUS INVESTMENT MANAGEMENT, LLC | CARTER JACOBS, LLC | CARTER JACOBS

CRD#: 119919 / SEC#: 801-66206

RIA

Registered Investment Advisory firm - (1/30/2006 Approved)

California

Registered Investment Advisory firm - (7/21/2012 Terminated)

Utah

Registered Investment Advisory firm - (1/31/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/21/2018)

IAR

Texas
(1/30/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/27/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/27/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/13/2009

General Securities Representative Examination

Current Firm

NAVALIGN, LLC

1080 FINANCIAL GROUP | NAVALIGN, LLC | LAURUS INVESTMENT MANAGEMENT, LLC | CARTER JACOBS, LLC | CARTER JACOBS

CRD#: 119919 / SEC#: 801-66206

RIA

Registered Investment Advisory firm - (1/30/2006 Approved)

California

Registered Investment Advisory firm - (7/21/2012 Terminated)

Utah

Registered Investment Advisory firm - (1/31/2006 Terminated)

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Contact information

Main Address

15910 Ventura Blvd Suite 1605, Encino, CA 91436

Mailing Address

Phone number

(818) 728-4500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A: FIRM BROCHURE (9/17/2025)

Regulatory assets under management

Total Number of Accounts	1,845
AUM (Assets Under Management)	$ 655,556,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin M. Hawley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Hawley's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVONDALE ASSET MANAGEMENT

WADDELL & REED

WADDELL & REED

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

NAVALIGN, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/27/2009

SIE

Date: 1/27/2016

Series 7

Date: 8/13/2009

Current Firm

NAVALIGN, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAVALIGN, LLC

TRUST BUT VERIFY

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