Robyn M Underwood
Professional Summary
Robyn M Underwood, who also goes by Robyn M Dehay, Robyn Mikahala Underwood, is a registered financial advisor currently at PEP ADVISORY LLC located in Houston, Texas. Robyn is registered as a RR (Registered Representative) and started their career in finance in 2010. Robyn has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robyn M Underwood, Robyn M Dehay, Robyn Mikahala Underwood
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
16 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CDH SECURITIES, LLC | PEP ADVISORY LLC | HEIKKINEN ENERGY SECURITIES, LLC
Contact Information
Main Address
100 Waugh Drive Suite 600, Houston, TX 77007Mailing Address
100 Waugh Drive Suite 600, Houston, TX 77007Phone Number
(713) 930-0371Established
Texas since 12/07/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (25 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/18/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Aug 2010About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robyn M Underwood's CRS (Customer Relationship Summary).
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