Daniel J. Lennon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Joseph Lennon, who also goes by Daniel Lennon, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2012. Daniel had worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2016 - February 28, 2017
ARROWROOT PARTNERS, LLC
May 22, 2013 - August 30, 2013
SGMA CAPITAL MARKETS LIMITED
February 22, 2012 - May 9, 2013
ACADEMY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ARROWROOT PARTNERS, LLC
CRD#: 173085 / SEC#: , 8-69528
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
