Roberto Francisco Santos
Professional Summary
Roberto Francisco Santos, who also goes by Robert Francisco Santos, Robert Santos, is a registered financial advisor currently at ARROWROOT FAMILY OFFICE, LLC located in Marina Del Rey, California. Roberto is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Roberto has worked at 4 firms and has passed the Series 66, Series 7TO, Series 79TO, SIE, Series 79, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert Francisco Santos, Robert Santos
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
ARROWROOT FAMILY OFFICE, LLC | VITREOUS PARTNERS, LLC
Contact Information
Main Address
4553 Glencoe Avenue Suite 200, Marina Del Rey, CA 90292Phone Number
(833) 224-2249# of Employees
18SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,416AUM (Assets Under Management)
$430,684,413Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ARROWROOT FAMILY OFFICE, LLC | VITREOUS PARTNERS, LLC
State Registrations and Notice Filings
(10/10/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jul 2022About the Series 79TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Jun 2015About the Series 79 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Roberto Francisco Santos's CRS (Customer Relationship Summary).
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