Seungjee Woo
Professional summary
Seungjee Woo, who also goes by Ellie Woo, Seungjee Jee Woo, Seungjee Woo, is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Chicago, Illinois.
Seungjee is registered as a RR (Registered Representative) and started their career in finance in 2009. Seungjee has worked at 5 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Seungjee Woo's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2022 - Present
GREAT POINT CAPITAL LLC
Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606October 31, 2017 - November 3, 2020
GREAT POINT CAPITAL LLC
December 6, 2016 - July 28, 2017
J.P. MORGAN SECURITIES LLC
December 2, 2014 - December 12, 2016
QUASAR TRADING, LLC
October 13, 2011 - January 11, 2012
AVATAR SECURITIES, LLC
July 13, 2009 - November 11, 2009
ECHOTRADE LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
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