Lorenzo L. Calinawan
Professional summary
Lorenzo Lim Calinawan is a registered financial professional currently at BA SECURITIES, LLC located in New York, New York.
Lorenzo is registered as a RR (Registered Representative) and started their career in finance in 2010. Lorenzo has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lorenzo Lim Calinawan's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2024 - Present
BA SECURITIES, LLC
Office #1: 3 Columbus Circle 16th Floor, Suite 1622, New York, NY 10019January 18, 2022 - June 6, 2023
PIPER SANDLER & CO.
August 20, 2015 - October 27, 2021
CITIGROUP GLOBAL MARKETS INC.
August 19, 2010 - September 12, 2013
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/11/2024)
(4/2/2024)
(8/21/2025)
(4/2/2024)
(8/20/2025)
Exams
FINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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