Zachary M. Clark
CETERA INVESTMENT ADVISERS LLC
SAN ANTONIO, TX 78216
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CRD#: 5684243
Professional summary
Zachary Michael Clark, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Antonio, Texas and CETERA WEALTH SERVICES, LLC located in San Antonio, Texas.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Zachary has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: DBA - ASPECT WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 4/2017, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: MINING VENTURES, LLC INVESTMENT RELATED: NO ADDRESS: 9311 SAN PEDRO AVE, SUITE 750, SAN ANTONIO, TX 78216 NATURE OF BUSINESS: MINING OPERATION START DATE: 8/2016 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: TREASURER 3) NAME OF OTHER BUSINESS: TECHNOLOGY DISTRIBUTION INTERNATIONAL, LLC INVESTMENT RELATED: NO ADDRESS: 9311 SAN PEDRO AVE, SUITE 750, SAN ANTONIO, TX 78216 NATURE OF BUSINESS: TECHNOLOGY DISTRIBUTION START DATE: 9/2016 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: TREASURER 4) NAME OF OTHER BUSINESS: DECISIVE INTERNATIONAL, LLC INVESTMENT RELATED: NO ADDRESS: 9311 SAN PEDRO AVE, SUITE 750, SAN ANTONIO, TX 78216 NATURE OF BUSINESS: TECHNOLOGY DISTRIBUTION START DATE: 8/2016 POSITION/TITLE/RELATIONSHIP: INDIRECT OWNER APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: DISTRIBUTING TECHNOLOGY DEVICES IN THE US AND ABROAD 5) NAME OF OTHER BUSINESS: GIRL DEFINED MINISTRIES INVESTMENT RELATED: NO ADDRESS: 1910 NW MILITARY HWY, , SAN ANTONIO, TX 78213 NATURE OF BUSINESS: GIRL'S/WOMEN'S MINISTRY START DATE: 8/2016 POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HELP MANAGE FINANCIAL DECISIONS AND BLOG EDITING 6) NAME OF OTHER BUSINESS: PARK FOREST HOA; INVESTMENT RELATED: NO; ADDRESS: SAN ANTONIO TX 78230; NATURE OF BUSINESS: HOA; START DATE: 10/2021; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; BRIEF DESCRIPTION OF DUTIES: MANAGE THE BUSINESS OF HOA, ATTEND MEETINGS AND VOTE ON VARIOUS PROPOSALS ; 7) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2020 ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE ; 8) NAME OF OTHER BUSINESS: ASEITY VENTURES, LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: EQUIPMENT SALES ; START DATE: 6/2022 ; POSITION/TITLE/RELATIONSHIP: AUTHORIZED AGENT ; APX NUMBER OF HOURS PER WEEK: 0-1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0-1 ; BRIEF DESCRIPTION OF DUTIES: INVOLVED IN BUSINESS DISCUSSION, ABLE TO SIGN IN ABSENCE OF OWNER, AIRPLANE, MEDICAL AND TECHNOLOGY EQUIPMENT AND SALES ;
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Michael Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9311 San Pedro Ste 750, San Antonio, TX 78216RIA
CRD#: 105644
SAN ANTONIO, TX
Current
May 10, 2012 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 9311 San Pedro Ste 750, San Antonio, TX 78216BD
CRD#: 13572
San Antonio, TX
Past
April 21, 2015 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2025)
RR
Arizona(1/27/2021)
RR
Arkansas(5/13/2024)
RR
California(1/2/2019)
RR
Colorado(1/7/2022)
RR
Florida(3/31/2021)
RR
Georgia(2/2/2021)
RR
Illinois(1/6/2022)
RR
Kansas(5/25/2023)
RR
Maryland(1/2/2025)
RR
Michigan(5/17/2021)
RR
Nevada(1/27/2021)
RR
New Jersey(1/28/2021)
RR
New York(1/4/2022)
RR
North Carolina(10/1/2024)
RR
North Dakota(1/2/2025)
RR
Ohio(1/3/2022)
RR
Oregon(1/2/2025)
RR
Tennessee(1/25/2021)
RR
Texas(11/12/2012)
IAR
Texas(6/29/2023)
RR
Utah(1/7/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
