Kenneth C. Gott
KESTRA ADVISORY SERVICES
SPRINGFIELD, MO 65804
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CRD#: 5684241
Professional summary
Kenneth Charles Gott, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Springfield, Missouri and KESTRA INVESTMENT SERVICES, LLC located in Springfield, Missouri.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Kenneth has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Ozarks Literacy Council Investment Related: No Address: 300 S. Jefferson Suite 302 Springfield MO 65806 Nature of Business: Community/Charitable/Civic Volunteer (Non-Leadership Position) Position, Title or Relationship: Other,Member of Board Of Directors. Participate in guiding management, fundraising and other activities. Start Date: 2/15/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Currently President Elect, taking over as President in July 2015. I will run board meetings, and act as liaison with other community leaders including United Way, and drive the mission of the organization. Business Name: Springfield Area Human Resources Association Investment Related: No Address: PO Box 4252 Springfield MO 65808 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Member Start Date: 1/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Attend meetings, promote knowledge of organization. Business Name: Piatchek And Smith Investment Related: Yes Address: 1355 E. Bradford Pkwy, Ste F Springfield MO 65804 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance Position, Title or Relationship: Executive Vice President and Financial Planner Start Date: 6/2/2009 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Assisting clients with selecting investments and life insurance products to meet financial planning goals; financial planning services such as Social Security planning, and retirement asset and income analyses; marketing to prospects and clients to promote these activities. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Bottom Line Financial Planning Investment Related: No Address: 1355 E Bradford Pkwy, Ste F Springfield MO 65804 Nature of Business: Other Other/None of the Above Book sales, and paid presentations based on the book. Position, Title or Relationship: Author/presenter Start Date: 3/21/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I wrote the book, and I present information at the seminars. Business Name: ROCKET POGO POSITION: producer/songwriter/performer NATURE: Music INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/05/2022 ADDRESS: 6002 Black Oak, Springfield MO 65804 DESCRIPTION: Periodically check for activity if I publish the demos on Amazon.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Charles Gott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
April 18, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1355-f East Bradford Pkwy, Springfield, MO 65804RIA
CRD#: 283330
SPRINGFIELD, MO
Current
March 2, 2010 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1355-f East Bradford Pkwy, Springfield, MO 65804BD
CRD#: 42046
Springfield, MO
Past
March 16, 2010 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/5/2020)
RR
Arkansas(4/20/2020)
RR
California(8/5/2019)
RR
Colorado(4/4/2019)
RR
Florida(8/1/2017)
RR
Georgia(10/28/2021)
RR
Iowa(2/12/2018)
RR
Kansas(7/29/2015)
RR
Minnesota(9/9/2016)
RR
Missouri(3/16/2010)
IAR
Missouri(4/18/2016)
RR
Tennessee(7/19/2018)
RR
Texas(10/20/2023)
IAR
Texas(10/20/2023)
RR
Wisconsin(2/12/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Springfield, MO 65804TRUST BUT VERIFY
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