Tony T. Tran
Professional summary
Tony T Tran is a registered financial advisor currently at WISSAHICKON WEALTH MANAGEMENT LLC located in Philadelphia, Pennsylvania.
Tony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Tony has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tony T Tran's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2022 - Present
WISSAHICKON WEALTH MANAGEMENT LLC
Office #1: 2929 Arch Street Suite 1700, Philadelphia, PA 19104August 12, 2015 - January 28, 2022
MORGAN STANLEY
August 12, 2015 - January 28, 2022
MORGAN STANLEY
April 11, 2012 - August 13, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 11, 2012 - August 13, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 1, 2009 - March 22, 2012
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/7/2022)
Exams
Series 7TO
Date: 1/27/2024
General Securities Representative ExaminationCurrent Firm
WISSAHICKON WEALTH MANAGEMENT LLC
CRD#: 289008 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 108 |
| AUM (Assets Under Management) | $ 56,000,000 |
Red Flags
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